| LCA CASE NUMBER | I-203-23313-491591 |
| STATUS | Certified |
| LCA CASE SUBMIT | 2023-11-09 |
| DECISION DATE | 2023-11-17 |
| VISA CLASS | E-3 Australian |
| LCA CASE JOB TITLE | VP, Investment Banking |
| SOC CODE | 13-2051.00 |
| SOC TITLE | Financial and Investment Analysts |
| FULL TIME POSITION | True |
| LCA CASE EMPLOYMENT START DATE | 2024-01-01 |
| END DATE | 2025-12-31 |
| TOTAL WORKER POSITIONS | 1 |
| NEW EMPLOYMENT | 0 |
| CONTINUED EMPLOYMENT | 0 |
| CHANGE PREVIOUS EMPLOYMENT | 0 |
| NEW CONCURRENT EMPLOYMENT | 0 |
| CHANGE EMPLOYER | 1 |
| AMENDED PETITION | 0 |
| LCA CASE EMPLOYER NAME | TD Securities (USA) LLC |
| EMPLOYER ADDRESS1 | 1 Vanderbilt Avenue |
| EMPLOYER CITY | New York |
| EMPLOYER STATE | NY |
| EMPLOYER POSTAL CODE | 10017 |
| EMPLOYER COUNTRY | UNITED STATES OF AMERICA |
| EMPLOYER PHONE | 12128277000 |
| NAICS CODE | 523940 |
| EMPLOYER POC LAST NAME | Kastens |
| EMPLOYER POC FIRST NAME | Melissa |
| EMPLOYER POC JOB TITLE | Director, Human Resources |
| EMPLOYER POC ADDRESS1 | 599 Lexington Avenue |
| EMPLOYER POC CITY | New York |
| EMPLOYER POC STATE | NY |
| EMPLOYER POC POSTAL CODE | 10022 |
| EMPLOYER POC COUNTRY | UNITED STATES OF AMERICA |
| EMPLOYER POC PHONE | 16465621198 |
| EMPLOYER POC EMAIL | Melissa.Kastens@cowen.com |
| AGENT REPRESENTING EMPLOYER | True |
| AGENT ATTORNEY LAST NAME | LI |
| AGENT ATTORNEY FIRST NAME | TAO |
| AGENT ATTORNEY ADDRESS1 | 1177 AVENUE OF THE AMERICAS |
| AGENT ATTORNEY ADDRESS2 | 23RD FLOOR |
| AGENT ATTORNEY CITY | NEW YORK |
| AGENT ATTORNEY STATE | NY |
| AGENT ATTORNEY POSTAL CODE | 10036 |
| AGENT ATTORNEY COUNTRY | UNITED STATES OF AMERICA |
| AGENT ATTORNEY PROVINCE | NY |
| AGENT ATTORNEY PHONE | 12127159501 |
| AGENT ATTORNEY EMAIL ADDRESS | TLI@KRAMERLEVIN.COM |
| LAWFIRM NAME BUSINESS NAME | Kramer Levin Naftalis & Frankel LLP |
| STATE OF HIGHEST COURT | NY |
| NAME OF HIGHEST STATE COURT | NY SECOND APPELLATE DIVISION |
| WORKSITE WORKERS | 1 |
| SECONDARY ENTITY | False |
| WORKSITE ADDRESS1 | 599 Lexington Avenue |
| LCA CASE WORKLOC1 CITY | New York |
| WORKSITE COUNTY | NEW YORK |
| LCA CASE WORKLOC1 STATE | NY |
| WORKSITE POSTAL CODE | 10022 |
| LCA CASE WAGE RATE FROM | 260000 |
| LCA CASE WAGE RATE TO | 290000 |
| LCA CASE WAGE RATE UNIT | Year |
| PREVAILING WAGE | 173555 |
| PW UNIT OF PAY | Year |
| PW WAGE LEVEL | IV |
| PW OES YEAR | 7/1/2023 - 6/30/2024 |
| TOTAL WORKSITE LOCATIONS | 2 |
| AGREE TO LC STATEMENT | True |
| PUBLIC DISCLOSURE | Disclose Business |
| PREPARER LAST NAME | Szumny |
| PREPARER FIRST NAME | Paul |
| PREPARER MIDDLE INITIAL | M. |
| PREPARER BUSINESS NAME | Kramer Levin Naftalis & Frankel LLP |
| PREPARER EMAIL | PSzumny@kramerlevin.com |